TIFIN Wealth Blog
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Revolutionizing the Client Experience by Recognizing the Human Side of Wealth Management
In the latest video from TIFIN Wealth’s Growth and Wealth Tech series covering the intersection of firm growth and technology, Ben Pitts, Head of Sales
Modern Workplace Opportunities in Wealth Management
In the latest video from TIFIN Wealth’s Growth and Wealth Tech series covering the intersection of firm growth and technology, Ben Pitts, Head of Sales
Why Fact-Based Multidimensional Risk Capacity Is a Superior Approach for Financial Advisors to Profile Their Clients
Advisors have traditionally used risk tolerance questionnaires and basic timelines as the basis for portfolio recommendations. Unfortunately, these practices are riddled with flaws. As outlined
Personalization: An Imperative With Ultra High Net Worth Clients
As clients become more discerning with their expectations for service and personalization, it’s no surprise that highly coveted Ultra High Net Worth (UHNW) clients may
SEC’s Request for Comment On Digital Engagement Practices (DEPs) Puts Fintech Practices Under a Microscope
On August 27, 2021, the SEC issued a press release “requesting information and public comment on matters related to the use of digital engagement practices
How Advisors can streamline their practice with State Street ETF Model Portfolios and TIFIN Risk
Click on the video below to watch the playback of our conversation with State Street. State Street Model Strategist Karlan Patel, CFA joined TIFIN Risk’s
Impact Investing: Target Your Environmental and Social Goals Through Your Investments
Investors can use their money to try to make a difference on causes that are important to them. People are increasingly recognizing they can use
How Assessing Risk Capacity With TIFIN Risk Helps Satisfy the Duty of Care Requirements of Reg BI
One of the key components of the Regulation Best Interest adopted by the SEC on June 30, 2020, is the Care Obligation. In referring to
Four Things You Didn’t Know About Direct Indexing
You’ve heard of direct indexing, and some supporters have gone so far as to say it’s the future of investing. While it’s largely accepted that
What Investors Need to Know about ESG
You’ve heard about ESG, but you’re not sure how to align your beliefs with your investments. Investors with a leaning toward purpose as a motivator
How A Proper Risk Capacity Score Helps Broker-Dealers Meet Reg BI Requirements
The Regulation Best Interest (Reg BI) rule set out by the SEC on June 30, 2020 means broker-dealers and their associated persons who are natural persons
